Advisory Support, Products and Services

Advisor Education
Firm Award - Industry Disruption
  • The American College of Financial Services

Firm Award - Product or Service Innovation
  • Nationwide Retirement Institute

Firm Award - Thought Leadership and Education
  • Certified Financial Planner Board of Standards Center for Financial Planning, Inc. (CFP Board Center for Financial Planning)
Charitable Giving/Philanthropy
Firm Award - Product or Service Innovation
  • TIFIN Give
     
Individual Award - Luminaries With Heart Award
  • Renee L. Baker, The RBI Group
  • Mark Delp, Impact Wealth Management
  • Ric Edelman, Digital Assets Council of Financial Professionals
  • Danita Harris, CAP, GUICE Wealth Management
  • Sam Marks, FJC - A Foundation of Philanthropic Funds
  • Chris Vizzi, South Coast Investment Advisors
Compliance/Law Firms
Firm Award - Industry Disruption / Innovation
  • STP Investment Services, Inc
Consultants
Firm Award - Industry Disruption
  • Gladstone Connect

Firm Award - Product or Service Innovation
  • MarketCounsel Consulting, LLC

Firm Award - Thought Leadership and Education
  • FP Transitions
Recruitment Firms
Firm Award - Product, Service & Thought Leadership Innovation
  • BrokerHunter

Financial Advisory and Asset Management Firms

Advisor Support Platforms

Firm Award - Industry Disruption / Innovation
  • XY Planning Network

Individual Award - CEO of the Year
  • Shirl Penney, Dynasty Financial Partners

Individual Award - CMO of the Year
  • Jennifer Geoghegan, Rise Growth Partners

Individual Award - Luminaries With Heart Award
  • Tina Powell, Intention.ly

Individual Award - Next-Gen Rising Stars
  • Andy Finnegan, Nebo Wealth

Asset Managers

Firm Award - Excellence in Marketing and PR
  • Ocean Park Asset Management

Firm Award - Product or Service Innovation
  • F/m Investments

Firm Award - Thought Leadership and Education
  • PGIM

Individual Award - CEO of the Year
  • Katie Koch, TCW

Individual Award - Chief Investment Officer of the Year
  • Alexandra Wilson-Elizondo, Goldman Sachs Asset Management

Individual Award - Next-Gen Rising Stars
  • Margaret A. Farquharson, Nationwide

Individual Award - Thought Leader of the Year
  • Seema Shah, Principal Asset Management
Broker-Dealers - Fewer Than 1000 Advisors

Firm Award - Thought Leadership and Education
  • Prospera Financial Services

Individual Award - CEO of the Year
  • Billy Hopkins, Silver Oak Securities

Individual Award - Next-Gen Rising Stars
  • Katie Mohan, Prospera Financial Services
Broker-Dealers - Greater Than 1000 Advisors

Firm Award - Excellence in Marketing and PR
  • LPL Financial

Firm Award - Industry Disruption
  • Raymond James

Firm Award - Product or Service Innovation
  • Prudential Advisors

Firm Award - Thought Leadership and Education
  • Cetera Financial Group

Individual Award - CEO of the Year
  • Marianne Caswell, Park Avenue Securities

Individual Award - Chief Investment Officer of the Year
  • Philip Blancato, Osaic

Individual Award - Luminaries With Heart Award
  • Jim Breen, Wells Fargo Advisors
  • Lindsay Haskins, Cambridge Investment Research, Inc.
  • Marivic Dar, Prudential Advisors

Individual Award - Next-Gen Rising Stars
  • Nicolette Davicino, Armstrong, Fleming & Moore, Inc
  • Myles Zueger, Adams Wealth Partners-Raymond James

Individual Award - Thought Leader of the Year
  • Valerie Galinskaya, Merrill Center for Family Wealth
Custodians

Firm Award - Industry Disruption
  • TradePMR
     
Firm Award - Product or Service Innovation
  • RBC Clearing & Custody
     
Individual Award - CEO of the Year
  • Jennifer Warren, Wilmington Trust
     
Individual Award - CTO of the Year
  • Noel Stave, RBC Clearing & Custody
     
Financial Planning/Tax Planning

Firm Award - Industry Disruption / Innovation
  • Drucker Wealth

Individual Award - CEO of the Year
  • Heather Robertson Fortner, SignatureFD

Individual Award - CMO of the Year
  • Carolyn Sakstrup, Thrivent

Individual Award - Luminaries With Heart Award
  • Heather Robertson Fortner, SignatureFD

Individual Award - Next-Gen Rising Stars
  • Justene Charlesworth, Charlesworth Financial Services
  • Cody Garrett, Measure Twice
  • Kyle R. Kuyat, Defining Wealth
  • Vinya Muso, Gagne Wealth Management
  • Katie Pickler, Pickler Wealth Advisors
  • Zackary Royce, Falcon Wealth Planning
  • Stephanie L. Van Albert, Moneco Advisors

Individual Award - Thought Leader of the Year
  • James Comblo, FSC Wealth Advisors
Insurance and Retirement Products

Firm Award - Industry Disruption
  • Human Interest

Individual Award - Executive of the Year
  • Brooks Tingle, John Hancock
Real Estate Investments - Including REITs

Firm Award - Thought Leadership and Education
  • Veris Residential
RIAs - Less Than $10 Billion AUM/AUA

Firm Award - Excellence in Marketing and PR
  • Francis Financial. Inc.

Firm Award - Industry Disruption
  • Prosperity Capital Advisors

Firm Award - Product or Service Innovation
  • Farther

Firm Award - Thought Leadership and Education
  • intellicents

Individual Award - CEO of the Year
  • James Bogart, Bogart Wealth

Individual Award - Chief Investment Officer of the Year
  • Ryan Fleischer, Revolution Group, LLC

Individual Award - CMO of the Year
  • Erin Taylor, Sowell Management

Individual Award - Luminaries With Heart Award
  • Tyson Ray, FORM Wealth Advisors
  • Mike Bisaro, StraightLine
  • Heidi Davis, Linscomb Wealth
  • Jeff Dobyns, SageSpring Wealth Partners
  • Maggie Kulyk, Chicory Wealth
  • Grant Rawdin, Wescott Financial Advisory Group
  • Jim D. Roberts, Jim Roberts Investment Advisors LLC
  • Emily Vennerstrom, NorthRock Partners

Individual Award - M&A Leader of the Year
  • David Wood, Gateway Financial Partners

Individual Award - Next-Gen Rising Stars
  • Elijah Essa, Essa Financial
  • Spencer Knickerbocker, Stonebrook Private
  • Kaitlyn Laney, Trek Wealth Solutions
  • Georgia Lord, Corbett Road
  • Aaron Moon, Inspire Advisors, LLC
  • Stephen Nicholas, Jr., Northeast Private Wealth Management
  • Riley P. Saunders, Cassaday & Company
  • Duke Schillaci, Elevation Point
  • Brian Keith Seymour II, Prosperitage Wealth
  • Adem Tumerkan, Dunham & Associates Investment Counsel
  • Brandon M. Wester, Longwave Financial
  • Tim Rodgers, 49 Financial

Individual Award - Thought Leader of the Year
  • Patricia Brennan, Key Financial, Inc.
RIAs - More Than $10 Billion AUM/AUA

Firm Award - Excellence in Marketing and PR
  • Private Advisor Group

Firm Award - Product or Service Innovation
  • Mercer Advisors

Firm Award - Thought Leadership and Education
  • Wealthspire Advisors

Individual Award - CEO of the Year
  • Dave Welling, Mercer Advisors

Individual Award - Chief Investment Officer of the Year
  • Eric Sterner, Apollon Wealth Management

Individual Award - CMO of the Year
  • Kelly Coulter, Private Advisor Group

Individual Award - CTO of the Year
  • Mohan Gurupackiam, Steward Partners

Individual Award - Luminaries With Heart Award
  • Jake Daly, Newfront Retirement Services, Inc.
  • Jon Jones, Brighton Jones
  • Charles Scarallo, Wealthspire Advisors
  • Hayley Wood Bates, Signature Estate & Investment Advisors (SEIA)

Individual Award - M&A Leader of the Year
  • Kay Lynn Mayhue, Merit Financial Advisors

Individual Award - Next-Gen Rising Stars
  • Ali Ahmadi, Newfront Retirement Services, Inc.
  • Shinaola Atoro, Mission Wealth
  • Andrew Frattaroli, Wealthspire Advisors
  • Tom McNary, Mercer Advisors
  • John Rasic, Signature Estate & Investment Advisors (SEIA)
  • John Tidwell, North Star Resource Group

Individual Award - Thought Leader of the Year
  • Laura Mattia, Wealth Enhancement Group
     
TAMPs and Model Marketplaces
Individual Award - CEO of the Year
  • Michael Kim, AssetMark

Individual Award - Chief Investment Officer of the Year
  • Tim Holland, Orion

 

UHNW Wealth Management/Family Offices

Firm Award - Thought Leadership and Education
  • First National Wealth Management

Individual Award - CEO of the Year
  • Brad Vineyard, Astra Wealth Management

Individual Award - Next-Gen Rising Stars
  • Oren Cabir, Kayne Anderson Rudnick

Individual Award - Thought Leader of the Year
  • Christopher A. Zook, CAZ Investments
     

Technology Platforms, Products and Services

Business Development
Firm Award - Industry Disruption
  • Assetlink

Firm Award - Product or Service Innovation
  • SmartAsset

Firm Award - Thought Leadership and Education
  • Wealthtender

Individual Award - CEO of the Year
  • Natalie Wolfsen, Orion

Individual Award - Next-Gen Rising Stars
  • Haley Connaughton, Franklin Templeton

Individual Award - Thought Leader of the Year
  • Kristen Luke, Kaleido Creative Studio
Client Engagement

Firm Award - Industry Disruption
  • FINNY

Firm Award - Product or Service Innovation
  • Snappy Kraken

Firm Award - Thought Leadership and Education
  • Catchlight

Individual Award - CEO of the Year
  • Parker Ence, Jump

Individual Award - Next-Gen Rising Stars
  • Eden Ovadia & Victoria Toli, FINNY
Financial Planning

Firm Award - Industry Disruption
  • Wealth.com

Firm Award - Product or Service Innovation
  • FP Alpha

Firm Award - Thought Leadership and Education
  • eMoney Advisor

Individual Award - CEO of the Year
  • H. Adam Holt, Asset-Map

Individual Award - CMO of the Year
  • Abby Domine, Flourish
Investment Management

Firm Award - Industry Disruption
  • Alphathena

Firm Award - Product or Service Innovation
  • iCapital

Firm Award - Thought Leadership and Education
  • Syntax Data

Individual Award - CEO of the Year
  • Lee Andreatta, Advyzon Investment Management (AIM)

Individual Award - CMO of the Year
  • Alex Cavalieri, CAIS

Individual Award - CTO of the Year
  • Tushad Driver, Alphathena
Operations

Firm Award - Industry Disruption
  • AdvicePay

Firm Award - Product or Service Innovation
  • Trust & Will

Firm Award - Thought Leadership and Education
  • F2 Strategy

Individual Award - CEO of the Year
  • David Knoch, Docupace

Individual Award - CMO of the Year
  • Ryan George, Docupace

Individual Award - CTO of the Year
  • Kailash Duraiswami, Milemarker

Individual Award - Thought Leader of the Year
  • Kyle Van Pelt, Milemarker
Marketing/PR Services

Firm Award - Digital Marketing Campaigns
  • Canoe Intelligence

Firm Award - Educational Programs
  • Franklin Templeton

Firm Award - Public Relations Campaigns
  • Certified Financial Planner Board of Standards Center for Financial Planning, Inc. (CFP Board Center for Financial Planning)